Joanne S. Ferrari

Joanne Ferrari is Chief Compliance Officer and Senior Managing Director at Weeden & Co. LP. Her responsibilities include oversight of the Firm’s regulatory compliance with all applicable securities rules and regulations and development of the Firm’s Supervisory Procedures.

Prior to joining Weeden, Joanne was employed by the New York Stock Exchange as an Examiner with the Market Regulation Group. At the NYSE, her responsibilities included evaluating member firm’s internal control procedures, net capital computations and customer protection in order to ensure compliance with requirements of the NYSE and SEC.

Joanne joined Weeden in 1997 as the Compliance Manager assisting the Chief Compliance Officer with day to day compliance functions. In 2009 Joanne was named a Managing Director of Weeden and in 2010 she became a member of the Firm’s Senior Management Committee. In 2011, Joanne was named Chief Compliance Officer.

Joanne serves as a member of the National Securities Compliance Professionals and the Midtown Regulatory Group. She has her B.S. degree in Accounting from St. John’s University and holds various securities licenses.