Privacy Policy

Weeden & Co., LP recognizes the importance of safeguarding the confidentiality and security of information we collect from our customers. Much of the information received is required by the Patriot Act which assists the government in fighting terrorism and money laundering activities.

Weeden has a policy of using its best efforts to protect the confidentiality and security of customer information. We do not disclose non-public personal information to any non-affiliated third party, except to non-affiliated third parties that may assist us in servicing your account or to the extent required by law or regulatory requirements. We may from time to time disclose your nonpublic personal information to our affiliates in the normal course of business operations. They have agreed to hold your information confidential and to comply with the Weeden & Co., LP privacy policy.

Our employees, acting on our behalf, are required to protect the confidentiality of information and to comply with our established policies. They may access information only when there is an appropriate reason to do so. We maintain physical, electronic and procedural safeguards to protect information.

Even if you cease to transact business with Weeden & Co., LP we will continue to apply the same protections to your nonpublic personal information as we did when you were an active client.

If we change our privacy policies, a revised customer privacy notice will promptly be posted to our web site (www.weedenco.com). You agree to accept posting of a revised customer privacy notice electronically on the web site as actual notice to you.

If you have any questions or wish to discuss Weeden & Co., LP’s privacy policies in greater detail, please contact our Compliance Department at 203-861-7637 or write us at Weeden & Co., LP, 145 Mason Street, Greenwich, CT 06830 Attn: Compliance Department

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